目录 目录 序一李治安 / 001 序二孙继民 / 005 前言 / 013 第一编 财政年度·造籍日期与官方年龄 第一章 汉唐间财政年度演变新论 一问题的提出 / 004 二秦汉“计稻后年”与孙吴财政年度变化 / 005 三郴州晋简与西晋预算体制的初步确立 / 016 第二章 从“岁尽增年”到“岁初增年”——中国中古官方计龄方式的演变 一“岁尽增年”与周岁、虚岁之争 / 030 二“岁尽增年”与“著籍增年” / 035 三古代礼俗上的“岁首增年” / 039 四唐代的手实申报与“岁首增年” / 043 五秦汉与唐代官方年龄及户籍记载上的差异 / 048 结语 / 054 补记 / 055 第二编 文书考释与研究 第三章 湖南里耶所出“秦代迁陵县南阳里户版”研究 一户籍简的著录格式 / 062 二户籍简的制作年代 / 068 三南阳里户版的性质 / 074 附录秦代迁陵县南阳里户版 / 083 第四章 长沙东牌楼东汉“户籍简”补说 一“算卒”释义 / 087 二“户籍简”的形制与著录格式 / 094 三“户籍简”的性质 / 097 第五章 长沙吴简中两类户籍簿的功能与性质 一“右某家口食”类简的“不任调”与“应役民” / 104 二“凡口若干”类结句简中的“事” / 115 三“凡口若干”与“右某家口食”类简的功用 / 124 补论“右某家口食”户籍簿的性质 / 128 第六章 甘肃临泽晋简中的家产继承与户籍制度——兼论两晋十六国户籍的著录内容 一简册释文与内容分析 / 144 二案件争讼焦点与汉晋分家制度 / 148 三两晋十六国户籍的著录内容 / 154 第七章 《前秦建元二十年籍》与汉唐间籍帐制度的变化 一《前秦建元二十年籍》内容分析 / 163 二造籍日期与财政年度的调整 / 171 三户籍文书类型及其功用的转变 / 176 补论有关《前秦建元二十年籍》的录文问题 / 186 第八章 《西凉建初籍》与魏晋时期的职役户籍 一《西凉建初籍》非民籍、吏兵籍 / 193 二“大府吏”“散”的身分 / 199 三魏晋兵户居住状态与《西凉建初籍》的性质 / 204 第九章 新疆吐鲁番新出唐代貌阅文书 一文书释读与定名 / 211 二唐代的貌阅时间与貌阅年龄 / 213 三貌阅的重点对象及对不法行为的处罚 / 221 第三编 课役与身分 第十章 “小”“大”之间——战国至西晋课役身分的演进 一问题的提出 / 231 二课役身分从“二分”到“三分” / 234 三汉代的课役身分体系 / 245 四从课役身分到户籍身分 / 252 第十一章 魏晋时期的吏户与吏籍 一关键史料的解读 / 259 二古代户籍编制原则与吏、民合籍 / 267 三吏户的义务、身分与地位 / 274 结语 / 282 第十二章 唐代敦煌籍的成年“中女”与吐鲁番籍的“丁女” 一唐代敦煌籍的成年“中女”并非书写疏误 / 284 二“丁从课役”与北朝系统下女子的“丁中” / 287 三西晋及东晋南朝的“丁女”称谓与吐鲁番籍中的遗存 / 292 余论 / 298 第十三章 从户下奴婢到在籍贱民——中国古代奴婢身分的演变与良贱身分制的形成 一秦汉时期的户口统计与奴婢的附籍性质 / 302 二魏晋以降的户口统计与奴婢在籍身分 / 313 三秦汉奴婢的来源与身分变化 / 320 四良贱身分制的形成与发展 / 326 结语 / 333 第四编 简纸更替与制度演进 第十四章 西晋黄籍考——以《太平御览·文部·札》引《晋令》为中心 一黄籍是简还是纸? / 339 二“诸户口黄籍” / 346 三黄籍与正户 / 353 第十五章 中国古代书写载体与户籍制度的演变 一“简”“牍”之别与以简代牍 / 365 二从“户版”到“户籍” / 370 三简纸替代与中古造籍制度的演进 / 379 第十六章 简纸更替与中国古代基层统治重心的上移 一简牍时代的帐簿编造与正、副本关系 / 388 二秦汉时期乡吏统揽基层事务 / 393 三简纸替代与县、乡行政机构的变化 / 401 四魏晋隋唐时期县司亲理庶务 / 405 余论 / 413 结论战国以降户籍制度的形成与发展 / 416 主要参考文献 / 430 索引 / 461 后记 / 474 CONTENTS PREFACE 1 / 001 PREFACE 2 / 005 FOREWORDS / 013 PART I FISCAL YEAR, DATE OF REGISTRATION AND OFFICIAL AGE CHAPTER 1 A NEW STUDY OF THE FISCAL YEAR EVOLUTION FROM THE HAN DYNASTY TO TANG DYNASTY Section 1 Introduction / 004 Section 2 The “Calculating Rice Harvests for the Following Year” in the Qin-Han Period and the Changes of the Fiscal Year System in the Wu Kingdom / 005 Section 3 The Chenzhou Bamboo Documents of Jin Dynasty and the Preliminary Establishment of the Budget System in the Western Jin Dynasty / 016 CHAPTER 2 FROM “COUNTING FROM THE END OF YEAR” TO “COUNTING FROM THE BEGINNING OF THE YEAR”: THE EVOLUTION OF THE OFFICIAL AGE COUNTING METHOD IN MIDDLE ANCIENT CHINA Section 1 The “Counting from the End of Year” and the Debate between the use of Zhousui (Counting Age by Years) and Xusui (Counting Age by Lunar Years) / 030 Section 2 The “Counting from the End of Year” and the “Counting from the Registration” / 035 Section 3 The “Counting from the Beginning of the Year” in the Ancient Ritual Custom / 039 Section 4 The Report of Household Information in the Tang Dynasty and the “Counting from the Beginning of the Year” / 043 Section 5 The Differences in Official Age and Household Register Records between the Qin-Han Period and the Tang Dynasty / 048 Conclusion / 054 Supplementary Recording / 055 PART II INTERPRETATION AND RESEARCH OF THE DOCUMENTS CHAPTER 3 THE STUDY ON THE “NANYANG LI HOUSEHOLD REGISTRATION BAMBOO SLIPS OF QIANLING COUNTY IN THE QIN DYNASTY” EXCAVATED AT LIYE OF HUNAN PROVINCE Section 1 The Format of the Household Registration Bamboo Slips / 062 Section 2 The Production Time of the Household Registration Bamboo Slips / 068 Section 3 The Nature of the Nanyang Li Household Registration Bamboo Slips / 074 Appendix Nanyang Li Household Registration Bamboo Slips of Qianling County in the Qin Dynasty / 083 CHAPTER 4 A FUTHER STUDY ON THE EASTERN HAN DYNASTY HOUSEHOLD REGISTRATION BAMBOO SLIPS OF DONGPAILOU AT CHANGSHA Section 1 The Interpretation of Suanzu / 087 Section 2 The Shape and Format of the Household Registration Bamboo Slips / 094 Section 3 The Nature of the Household Registration Bamboo Slips / 097 CHAPTER 5 THE FUNCTION AND NATURE OF THE TWO TYPES OF HOUSEHOLD REGISTRATION DOCUMENTS IN THE CHANGSHA WU KINGDOM BAMBOO SLIPS Section 1 The Terms Bu rendiao and Yingyi min in the You moujia koushi Bamboo Slips / 104 Section 2 The Term Shi in the Household Registration Bamboo Slips Ending with Fan kou ruogan / 115 Section 3 The Function of the Fan kou ruogan-type and You moujia koushi-type Bamboo Slips / 124 Supplementary Discussion The Nature of Household Register of You moujia koushi-type / 128 CHAPTER 6 THE FAMILY PROPERTY INHERITANCE AND HOUSEHOLD REGISTRATION SYSTEM IN THE LINZE OF GANSU JIN DYNASTY BAMBOO DOCUMENTS: CONCURRENT DISCUSSION ON THE CONTENTS OF THE HOUSEHOLD REGISTRATION OF THE JIN DYNASTY AND SIXTEEN-STATE PERIOD Section 1 The Text Interpretation and Analysis of the Bamboo Slips / 144 Section 2 The Focus of Legal Dispute and the System of Dividing Families during the Han and Jin Dynasties / 148 Section 3 The Contents of the Household Registration of the Jin Dynasty and Sixteen-State Period / 154 CHAPTER 7 THE QIANQIN JIANYUAN ERSHINIAN JI AND THE CHANGES IN THE HOUSEHOLD REGISTRATION SYSTEM FROM THE HAN DYNASTY TO TANG DYNASTY Section 1 The Analysis of the Content of the Qianqin Jianyuan Ershinian Ji / 163 Section 2 The Date of Registration Recorded and the Adjustment of the Fiscal Year / 171 Section 3 The Household Registration Document Types and the Transformation of Their Functions / 176 Supplementary Discussion The Related Issues of the Qianqin Jianyuan Ershinian Ji Interpretation / 186 CHAPTER 8 THE XILIANG JIANCHU JI AND THE SERVICE AND HOUSEHOLD REGISTRATION IN THE WEI-JIN PERIOD Section 1 The Xiliang Jianchu Ji Is Not a Commoner-Household Register or a Lower Official and Soldier Household Register / 193 Section 2 The Status of Dafuli and San / 199 Section 3 The Residential Status of Soldier Households in the Wei-Jin Period and the Nature of the Xiliang Jianchu Ji / 204 CHAPTER 9 THE NEWLY EXCAVATED MANUSCRIPT DOCUMENTS OF VISUAL INSPECTION OF THE TANG DYNASTY IN TURPAN PREFECTURE, XINJIANG UYGURAUTONOMOUS REGION Section 1 The Interpretation and Naming of the Manuscript Documents / 211 Section 2 The Time and Age of Visual Inspection of the Tang Dynasty / 213 Section 3 The Key Targets of Visual Inspection and Punishment for Illegal Behavior / 221 PART III CORVéE LABOR SERVICE AND IDENTITY CHAPTER 10 BETWEEN “SMALL” AND “BIG”: EVOLUTION OF THE IDENTIFICATION OF CORVéE LABOR SERVICE FROM THE WARRING STATES PERIOD TO THE WESTERN JIN DYNASTY Section 1 Introduction / 231 Section 2 The Evolution of the Two-Grade to Three-Grade Corvée Labor Service System / 234 Section 3 The Identity of Corvée Labor Service System in the Han Dynasty / 245 Section 4 From the Identity of Corvée Labor Service to the Identity of Household Registration Status / 252 CHAPTER 11 CORVéE HOUSEHOLDS AND CORVéE HOUSEHOLD REGISTRATION IN THE WEI-JIN PERIOD Section 1 The Interpretation of the Key Historical Texts / 259 Section 2 The Compilation Principles of Ancient Household Registration and the Combination of Corvée and Commoner Household Registration / 267 Section 3 Obligations, Identity, and Status of Corvée Households / 274 Conclusion / 282 CHAPTER 12 ZHONG WOMEN AT DUNHUANG AND DING WOMEN AT TURPAN IN THE HOUSEHOLD REGISTER DOCUMENTS OF TANG DYNASTY Section 1 The Zhong Women at Dunhuang in the Household Register Documents of Tang Dynasty Is Not a Mistake in Recording / 284 Section 2 “Ding cong keyi” and the Dingzhong Women in the Northern Dynasties’ System / 287 Section 3 The Title Ding Women during the Western Jin, Eastern Jin Dynasties and the Southern Dynasties and Surviving Records from the Turpan Household Register Documents / 292 Epilogue / 298 CHAPTER 13 FROM HOUSE SERFS TO REGISTERED PARIAHS: THE IDENTITY TRANSITION OF HOUSE SERFS AND THE FORMATION OF THE LIANGJIAN IDENTITY SYSTEM IN ANCIENT CHINA Section 1 The Household Census in the Qin-Han Period and the Attached Identity of House Serfs / 302 Section 2 The Household Census since Wei-Jin Period and the Registered Identity of House Serfs / 313 Section 3 The Origins of the House Serfs in the Qin-Han Period and Their Identity Changes / 320 Section 4 The Formation and Development of the Liangjian Identity System / 326 Conclusion / 333 PART IV REPLACEMENT OF BAMBOO-SLIP AND PAPER AND INSTITUTIONAL EVOLUTION CHAPTER 14 THE STUDY ON THE HUANGJI IN THE WESTERN JIN DYNASTY: BASED ON THE JINLING QUOTED IN THE TAIPINGYULAN WENBU ZHA Section 1 Are the Huangji Written on Bamboo Slips or Paper? / 339 Section 2 “All Households are Recorded in the Yellow-paper Household Registration Documents” / 346 Section 3 The Huangji and the Official Household / 353 CHAPTER 15 THE EVOLUTION OF THEWRITINGCARRIER AND HOUSEHOLD REGISTRATION SYSTEM IN ANCIENT CHINA Section 1 The Difference between Bamboo Slip and Tablet, and the Substitution of Tablet by Bamboo Slip / 365 Section 2 The Household Registration Writing Carrier is from Bamboo Slip/Wooden Tablet to Paper / 370 Section 3 The Transition from Bamboo Slips to Paper and the Evolution of the Household Registration System in Middle Ancient Period / 379 CHAPTER 16 THE TRANSITION FROM BAMBOO SLIPS TO PAPER AND THE UPWARD MOVEMENT OF PRIMARY-LEVEL GOVERNING CENTERS IN ANCIENT CHINA Section 1 The Document Compilation during t
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