目录 Chairmans Statement About the CBRC I. Our mandates, objectives & missions II. Our philosophy, approach & criteria III. Code of conduct IV. Management V. International Advisory Council (IAC) VI. Organizational structure Part One Economic & Banking Developments I. Macroeconomic and financial environment II. Latest developments of Chinas banking sector Part Two Banking Reform and Development I. Reform and transformation of the banking sector II. Latest developments in the opening-up of the banking sector III. Financial innovation Thematic Column 1: Introduction of private capital into the banking sector Part Three Improvement of Financial Services for Real Economy I. Supporting key areas II. Enhancing financial services for SMEs III. Improving rural financial services Thematic Column 2: “Three Major Projects” launched IV. Promoting balanced regional development Part Four Prudential Supervision I. Corporate governance and internal controls II. Capital regulation Thematic Column 3: Capital Rules for Commercial Banks (Provisional) III. Credit risk supervision IV. Liquidity risk supervision V. Operational risk supervision VI. IT risk supervision VII. Market risk supervision VIII. Country risk supervision IX. Reputational risk supervision X. Credit guarantee activities XI. Anti-illegal fund-raising Part Five Improvement of Regulatory Framework and Supervisory Capacity I. Improving legal framework II. Supervisory approaches III. Supervisory cooperation and coordination IV. Organizational development Part Six Banking Consumer Protection and Education I. Development of the banking consumer protection regulatory framework II. Bringing into full play banking institutions responsibilities on consumer protection III. Consumer protection endeavors Part Seven Strengthening Transparency and Market Discipline I. Enhancing information disclosure II. Improving transparency of the banking sector III. Strengthening market discipline Part Eight Social Responsibility I. Promoting supervisory guidance II. Securing quality financial services during public holidays III. Boosting sustainable development of student loan undertakings IV. Supporting charity and poverty-stricken areas V. Helping disaster relief and post-disaster reconstruction Part Nine Outlook I. Economic and financial outlook II. Supervisory focuses in 2013 III. Mid- to long-term plan and outlook of banking supervision Thematic Column 4: The banking sectors “Twelfth Five-Year Plan” Part Ten Appendixes Appendix 1: Responsibility description of the CBRC departments and local offices Appendix 2: Financial management activities of the CBRC Appendix 3: Rules and regulatory documents issued in 2012 Appendix 4: MOUs and EOLs with overseas regulators Appendix 5: Significant regulatory and supervisory events in 2012 Appendix 6: Terminology Appendix 7 Statistics Boxes Charts Tables
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