Beyond Sarbanes-Oxley Compliance: Effective Enterprise Risk Management

图书标准信息

• 作者 Anne M. Marchetti 著
• 出版社 吉林长白山
• 出版时间 2005-06
• 版次 1
• ISBN 9780471726265
• 定价 512.20元
• 装帧 精装
• 开本 其他
• 纸张 胶版纸
• 页数 288页
• 正文语种 英语
• 丛书 J-B Ed: Hands On

【内容简介】

DesignedtoleadfinancialmanagersfrominitialcompliancewiththeSarbanes–OxleyAct,throughongoingmaintenanceandmonitoring,BeyondSarbanes–OxleyCompliancehelpsreadersseizethisopportunitytorevitalizetheirbusinesspractice,drivegreaterperformance,andtransformtheirfinanceorganizationintoakeycontributortothebusiness.Focusingonthepresentandfuturefinancialroadahead,BeyondSarbanes–OxleyComplianceexploreshowtoimplemententerpriseriskmanagementprocessesthatcomplywithSarbanes–Oxley302/404/409requirements,waystobuildoninitialcomplianceactivitiesthatwillimprovefinancialmanagementprocessesandprofitability,complianceandquarterlyclosechecklists,timelines,andtablesummariestohelpreadersachievetheirgoals,andmuchmore.

【作者简介】

ANNEM.MARCHETTIisapracticedirectorforParsonConsulting,aglobalconsultingfirmfocusedonfinance,accounting,andbusinessstrategy.SheisthenationalleaderoftheirSarbanes-Oxleypractice.

【目录】

PARTONE:營NITIALCOMPLIANCE.1.Sarbanes-OxleyActOverview.2.OverviewofSarbanes-OxleySections302,404,and409.3.DeterminingOrganizationalReadiness.4.The"Path"ApproachtoCompliance.PARTTWO:燨NGOINGMAINTENANCEANDMONITORING.5.燙hangeManagement.6.燨ngoingComplianceActivities.7.燗uditFunctionConsiderations.8.燨therOn-GoingComplianceIssues.PARTTHREE:燘EYONDCOMPLIANCE.9.燩rocessImprovementConsiderations.10.營nternationalFinancialReportingStandards.11.NonUSBasedCompaniesandSarbanes-OxleyCompliance.12.FinancialServicesComplianceInitiatives.AppendixA:燬arbanes-OxleySection302.AppendixB:燬arbanes-OxleySection404.AppendixC:燬arbanes-OxleySection409.AppendixD:EvaluationQuestionstoUnderstandtheCurrentStateofControlProcesses.AppendixE:營nternalControlOverFinancialReporting.AppendixF:燛valuatingControlDeficiencies.AppendixG:燬ampleDocumentation.AppendixH:燗S2ControlTestingProvisions.AppendixI:燫esponsibilitiesofInternalAuditing.AppendixJ:燗ctualInternalControlDisclosures.Index.